A centralized compliance recording solution designed specifically for financial services.
Our solution now supports compliance recording for Microsoft Teams, enabling you to easily uphold the recording requirements in compliance with MiFID II
Our solution can record:
Our Compliance solution allows you to safely and securely store cross-channel communications data in one centralized system – providing a complete audit trail and ensuring compliance with industry-specific regulations and directives.
Our Compliance introduces state-of-the-art features and functionalities allowing for multi-channel recording. A multitude of built-in integrations ensure seamless communication with other systems and technologies – enabling you to easily recontruct trade history.
Our Compliance provides compliance officers with powerful, customizable dashboards and a range of options to highlight vital information – assisting with identifying and managing potential risks and breaches before they have a chance to develop.
Smart Tags makes compliance work and quality assurance simple and efficient. Spend less time retrieving high risk conversations and more time taking the required actions to ensure a healthy compliance culture within your company.
No more reason to document compliance in external spreadsheets. GuardREC introduces Compliance Comments, allowing for in-system notetaking and collaboration while auditing. Save valuable time switching between applications, while keeping critical compliance notes within the system – accessible for authorized users only.
A centralized compliance recording solution designed specifically for financial services is a type of software that enables financial institutions to record and store all forms of communication, including phone calls, emails, instant messages, and other types of electronic communication. This solution is designed to help financial institutions comply with regulatory requirements and industry standards, such as MiFID II, Dodd-Frank, and FINRA.
This type of compliance recording solution typically includes features such as search and retrieval capabilities, advanced analytics, and reporting tools. It also provides secure storage and archiving of all communication data, ensuring that financial institutions meet regulatory requirements for retention and retrieval of data.
Additionally, this solution may provide advanced features such as real-time monitoring and alerts, allowing compliance teams to quickly identify and address potential compliance breaches. It can also include tools for voice and data analytics, enabling compliance teams to detect potential market abuse, insider trading, or other types of suspicious activity.
Overall, a centralized compliance recording solution designed specifically for financial services provides financial institutions with a comprehensive and integrated solution for compliance recording, archiving, and retrieval, enabling them to meet regulatory requirements, reduce risk, and improve overall compliance management.
